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APT Required Documents

Additional Resources:
 
 
 
 

Submit to Kendra Kay:

 

 

1.   New Hire at Instructor or Assistant Professor rank (Tenure, Clinical, Research, or Paid Associated faculty):

    1. OAA Checklist (Research Track has different checklist)
    2. Draft letter of offer

 

2.   New Hire at advanced rank, Associate or Professor (Tenure, Clinical, or Research):

    1. OAA Checklist (Research Track has different checklist)
    2. Candidate’s CV
    3. Vote of the eligible faculty and letter from P&T Chair
    4. Recommendation of Dept. Chair
    5. 5 external letters of evaluation
    6. Draft Letter of Offer

 

3.   Community (Adjunct) Faculty new hire:

    1. Draft letter of offer for adjunct title position

 

4.   New Courtesy Appointment:

    1. Chair letter to Dean requesting appointment, describing the role appointee will play in the education and training of students, residents, or research trainee

 

5.   Associated faculty New Hire at advanced rank:

    1. OAA Checklist
    2. CV or Dossier
    3. Vote of the eligible faculty and letter from P&T Chair
    4. Letter from person who can attest to associated faculty member’s strengths (i.e. clerkship director)
    5. Recommendation of Dept. Chair
    6. Teaching evaluations
    7. Annual Reviews (if applicable)
    8. Draft reappointment at advanced LOO

 

6.   Transfer from Associated Faculty to Clinical, Research or Tenure-track (aka New Hire):

    1. OAA Checklist (Research Track has different checklist)
    2. Draft Letter of Offer (if assistant rank, follow advanced rank hire procedure for all other transfers)

 

7.   Transfer from Tenure to Clinical or Research faculty:

    1. Letter from the faculty member describing how their career goals and activities have changed to be in line with the clinical track and acknowledgement that they are revoking tenure
    2. Letter of support (approval) from the Department Chair
    3. Draft Letter of Offer for new position on clinical or research track

 

8.   Transfer of Tenure Initiating Unit (same documents are required when a faculty transfers to a joint appointment):

    1. Memorandum of Understanding between candidate’s current TIU and receiving TIU: signed by dept chairs, college deans, OAA, and anyone else providing resources
    2. Letter from the faculty member requesting TIU transfer (or joint appointment)
    3. Vote of tenured faculty in receiving TIU and letter from P&T Chair
    4. Draft Letter of Offer
    5. Candidate’s CV

 

9.   Return Retiree:

    1. Reemployment of Faculty Form
    2. Statement of justification w/ department’s succession plan
    3. Last three performance evaluations
    4. STRS Return to Work Form
    5. Verification that faculty covers 100% salary, benefits, and associated practices costs

 

10.  Dual Career Hiring Cost-Sharing Fund Request:

    1. OAA form 210

 

11.  Special Opportunity to Hire Fund request:

    1. OAA form 209
    2. Candidate’s CV
    3. A draft letter of offer (if advanced rank)

 

12.  Counter Offer / Off-Cycle Salary increase/Salary Increase >10%

    1. OAA form 205
    2. CV or other appropriate document
    3. Letter of Offer from other institution (Counter Offer requests)

 

13.  FTE Adjustment (COM Workload Policy)

    1. Documentation that faculty has been notified in writing (typically during an annual evaluation) what performance expectations are expected to be met, and the consequences of not meeting expectations.
    2. Original Letter of Offer or reappointment letter
    3. Draft letter to faculty regarding the FTE adjustment

 

14.  Paid External Consulting (refer to Policy on Outside Practice of Medicine):

    1. OAA form 201

 

15.  Off duty pay

    1. Email request specifying what the faculty will be doing and where the money will be coming from (e.g. grants)

 

 

Submit to Heather Brod:                                                                                                                             

 

16.  Fourth and Eighth Year Review (Tenure-track) – 1 hard copy*:

    1. Dossier cover sheet (OAA form 109)
    2. Dossier in Research in View (RIV) format
    3. Vote of the eligible faculty and letter from P&T Chair
    4. Chair’s recommendation
    5. Annual Evaluations

 

17.  Reappointment Review (Clinical or Research faculty):

    1. Dossier cover sheet (OAA form 109)
    2. CV or RIV dossier
    3. Vote of eligible faculty and letter from P&T Chair
    4. Chair’s recommendation

 

18.  Tenure-track Promotion and/or Tenure – 1 hard copy*:

    1. Complete RIV dossier with all OAA forms (i.e. 105, 106, 109, 114 & 115)
    2. Vote of the eligible faculty and letter from P&T Chair
    3. Recommendation of Dept. Chair
    4. 5 external letters of evaluation
    5. Teaching Evaluations
    6. Annual Reviews

 

19.  Clinical or Research Faculty Promotion – 1 hard copy*:

    1. Complete RIV dossier with all OAA forms (i.e. 105, 106, 109, 114 & 115)
    2. Vote of the eligible faculty and letter from P&T Chair
    3. Recommendation of Dept. Chair
    4. 5 external letters of evaluation
    5. Teaching Evaluations
    6. Annual Reviews

 

20.  Associated faculty Promotion (aka rehire at advanced rank):

    1. CV or Dossier
    2. Vote of the eligible faculty and letter from P&T Chair
    3. Letter from person who can attest to auxiliary faculty member’s strengths (i.e. clerkship director)
    4. Recommendation of Dept. Chair
    5. Teaching evaluations
    6. Annual Reviews (if applicable)
    7. Draft reappointment at advanced LOO

 

21.  Exclusion of Time from tenure clock due to birth or adoption:

    1. OAA Form 111

 

22.  Exclusion of Time from tenure clock for other reasons – 1 hard copy*:

    1. OAA Form 112
    2. Faculty member’s letter detailing the circumstances for the request
    3. Letter of support from Department Chair
    4. Vote of eligible faculty and letter from P&T Committee Chair
    5. Faculty member’s current CV

 

23.  Appointment to an Endowed Chair:

    1. Chair letter to Dean requesting appointment
    2. Candidate’s CV

 

24.  Endowed Chair reappointment reviews – 1 hard copy*:

    1. Chair holder’s CV
    2. Description of accomplishments during current term
    3. Description of goals for next term
    4. Letter of support from Chair

 

25.  Emeritus Appointment:

    1. Letter from faculty member requesting emeritus status with date of resignation
    2. OAA form 207 with statement of justification

 

26.  Faculty Professional Leave (only available to regular tenure track faculty with at least 7 years of service) – 1 hard copy*:

    1. OAA form 202
    2. Detailed proposal for leave
    3. Candidate’s CV
    4. Additional support documentation
    5. Chair letter of support

 

27.  Special Research Assignment Leave:

    1. Detailed proposal for leave
    2. Chair letter of support
    3. Candidate’s CV

 

28.  Unpaid Leave of Absence:

    1. Letter to Chair explaining reason for request and timing of leave
    2. Chair letter of support

 

*Please note – if an item says that 1 hard copy is required, we also appreciate the material in

electronic copy.

 

 

Final Approval:

Items 1, 3, 4, 6, 13, 14, 15, 16 are approved at the College level

Items 2, 5, 7, 8, 9, 10, 11, 12, 20, 21, 22, 28 are approved at the University level (OAA)

Items 17, 18, 19, 23, 24, 26, 25, 27 are approved by the Board of Trustees